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| Self-Regulatory Organizations; New York Stock Exchange, Inc. and ... | |||
| Organizations; New York Stock Exchange, Inc. and National Association of Securities Dealers, Inc.; Order Approving NYSE and Nasdaq Proposed Rule Changes and | |||
| http://www.sec.gov/rules/sro/34-48108.htm |
| Exemptive Order: New York Stock Exchange Inc. on Rule 11Ac1-5 | |||
| dated June 21, 2001 on behalf of the New York Stock Exchange, Inc. ("Exchange"), you requested that the Commission grant two exemptions from Rule 11Ac1-5 ("Rule | |||
| http://www.sec.gov/divisions/marketreg/mr-noaction/nyse062201.htm |
| AABD Publications: Letter to the New York Stock Exchange | |||
| Based on what we know at this time, we recommend that the New York Stock Exchange discard the section of the proposed rule which imposes an affirmative | |||
| http://www.aabd.org/news/letters/nystockexchange.html |
| Amendments to New York Stock Exchange Rule 382 (SEC Release No. ... | |||
| Deputy Secretary Securities and Exchange Commission 450 Fifth Street NW, Stop 6-9 Washington, DC 20549 Re: Amendments to New York Stock Exchange Rule 382 (SEC | |||
| http://www.sia.com/1997_comment_letters/pdf/sec97-24.pdf |
| Proposed Rule Change by New York Stock Exchange, Inc. Relating to ... | |||
| and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Email: rule-comments@sec.gov Re: Proposed Rule Change by New York Stock Exchange, Inc. | |||
| http://www.sia.com/1996_comment_letters/pdf/sec96-11.pdf |
| Law-Lib: Need New York Stock Exchange Rule | |||
| Need New York Stock Exchange Rule. A patron is looking for what he called "New York Stock Exchange Rule 405." (The rule has to do with knowing your client). | |||
| http://lawlibrary.ucdavis.edu/LAWLIB/April99/0661.html |
| NEW YORK STOCK EXCHANGE, IN C. EXCHANGE HEARING PANEL DECISION 03 ... | |||
| NEW YORK STOCK EXCHANGE, IN C. EXCHANGE HEARING PANEL DECISION 03-149 July 29 N. CHAPMAN FORMER NON-REGISTERED EMPLOYEE * * * Violated Exchange Rule 345.12 by | |||
| http://www.nyse.com/pdfs/03-149.pdf |
| NEW YORK STOCK EXCHANGE, IN C. EXCHANGE HEARING PANEL DECISION 03 ... | |||
| Violated Exchange Rule 90(a) in that, while acting as an independent broker on the Floor of the New York Stock Exchange, he effected one or more transactions | |||
| http://www.nyse.com/pdfs/03-007.pdf |
| Nasdaq and the New York Stock Exchange Revise Shareholder ... | |||
| of Nasdaq and the New York Stock Exchange (the SROs effect on how quickly new equity compensation 1. The American Stock Exchange has proposed similar rules | |||
| http://articles.corporate.findlaw.com/articles/file/00070/009079 |
| Request for Rulemaking to Repeal Rule 500 of the New York Stock... | |||
| ... Request for Rulemaking to Repeal Rule 500 of the New York Stock Exchange ... | |||
| http://www.sec.gov/rules/petitions/petn4-482.htm |
| Self-Regulatory Organizations; Order Approving Proposed Rule Change... | |||
| ... Organizations; Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Order Tracking ... | |||
| http://www.sec.gov/rules/sro/34-47689.htm |
| ADRWorld.com - Rule Change by the New York Stock Exchange Inc.... | |||
| adrworld.com home page | |||
| http://www.adrworld.com/opendocument.asp?Doc=QyhZeC1syP |
| Corporate Governance Rule Filing excerpts for publication | |||
| ... The following is the principal text of the rule filing submitted by the Exchange to the ... The New York Stock Exchange (the SExchange⬝ or SNYSE⬝) has long pioneered advances in ... | |||
| http://www.nyse.com/pdfs/corp_gov_pro_b.pdf |
| NEW YORK STOCK EXCHANGE, INC. In the Matter of ) Appeal from )... | |||
| NEW YORK STOCK EXCHANGE, INC. In the Matter of Exchange Hearing Panel Michael P. Riley In accordance with Exchange Rule 476(f), after a consideration of the record in this matter, | |||
| http://www.nyse.com/pdfs/97-005.pdf |
| National Association of Securities Dealers and New York Stock... | |||
| ... Re: National Association of Securities Dealers and. New York Stock Exchange Proposals Relating to ... While we support the objectives of the rule proposals generally (many of which ... | |||
| http://www.sia.com/2002_comment_letters/pdf/final_letter.pdf |
| Securities Listed on New York Stock Exchange | |||
| ... SEC Rule 11Ac1-6 Disclosure of SEC-Required Order Routing Information OTA LLC 3rd Quarter 2002 ... Securities Listed on New York Stock Exchange. Summary Statistics: ... | |||
| http://www.otaotr.com/SECRule11AC1-6[2002-3rdQ].html |
| New York Stock Exchange Rule | |||
| Listings for New York Stock Exchange Rule. NYSE - New York Stock Exchange. Help Glossary Sitemap Week Ahead Events Calendar Earnings | |||
| http://www.financial-links.biz/directory/new-york-stock-exchange-rule/index.shtml |
| Securities Listed on New York Stock Exchange | |||
| SEC Rule 11Ac1-6 Disclosure of SEC-Required Order In accordance with Securities and Exchange Commission ("SEC Securities Listed on New York Stock Exchange. | |||
| http://www.otaotr.com/SECRule11AC1-6%5B2001-4thQ%5D.html |
| LJR FIling for SEC Rule 11Ac1-6 | |||
| Pursuant to the SEC rule, excluded from the data is any customer into four sections: one for securities listed on the New York Stock Exchange and reported as a | |||
| http://instinetgroup.com/legal/orderdisclosure/pub/LJRRule11Ac1-6_2001Q3.pdf |
| American Society of Corporate Secretaries Home Page | |||
| Proposed Rule: Disclosure Regarding Nominating Committee Functions and Communications ASCS Comment Letter to the New York Stock Exchange - Request for Comments | |||
| http://www.ascs.org/ |
